LPL Financial Inc. (LPLA)
Company Description
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States.
Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and auction rate notes.
The company also provides advisory platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities.
In addition, it offers money market programs; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors.
Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services to trusts for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling.
The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012.
LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.

Country | United States |
IPO Date | Nov 18, 2010 |
Industry | Financial - Capital Markets |
Sector | Financial Services |
Employees | 9,000 |
CEO | Richard Steinmeier |
Contact Details
Address: 4707 Executive Drive San Diego, California United States | |
Website | https://www.lpl.com |
Stock Details
Ticker Symbol | LPLA |
Exchange | NASDAQ |
Fiscal Year | January - December |
Reporting Currency | USD |
CIK Code | 0001397911 |
CUSIP Number | 50212V100 |
ISIN Number | US50212V1008 |
Employer ID | 20-3717839 |
SIC Code | 6200 |
Key Executives
Name | Position |
---|---|
Richard Steinmeier | Chief Executive Officer, MD, Chief Growth Officer & Director |
Althea Brown | MD, Chief Legal Officer & Secretary |
Matthew Jon Audette B.S. | President, Chief Financial Officer & Head of Business Operations |
Greg Gates | MD and Chief Technology & Information Officer |
Judith Kohoskie Ricketts | Executive Vice President of Operations |
Katharine Reeping | Senior Vice President, Controller & Chief Accounting Officer |
Marc Andrew Zabicki C.F.A. | Chief Investment Officer |
Matthew K. Enyedi | Managing Director of Client Success |
Robert Krivit | Senior Vice President & Head of Trading |
Sara Dadyar | MD & Chief Human Capital Officer |
Latest SEC Filings
Date | Type | Title |
---|---|---|
Apr 01, 2025 | FWP | Filing |
Apr 01, 2025 | 424B5 | Filing |
Mar 31, 2025 | 424B5 | Filing |
Mar 31, 2025 | 8-K | Current Report |
Mar 26, 2025 | 4 | Filing |
Mar 26, 2025 | 4 | Filing |
Mar 26, 2025 | 4 | Filing |
Mar 26, 2025 | 4 | Filing |
Mar 26, 2025 | 4 | Filing |
Mar 26, 2025 | 4 | Filing |