LPL Financial Inc.

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334.63
7.49 (2.29%)
At close: Apr 01, 2025, 3:59 PM
334.76
0.04%
Pre-market: Apr 02, 2025, 04:40 AM EDT

Company Description

LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States.

Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and auction rate notes.

The company also provides advisory platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities.

In addition, it offers money market programs; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors.

Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services to trusts for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling.

The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012.

LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.

LPL Financial Inc.
LPL Financial  Inc. logo
Country United States
IPO Date Nov 18, 2010
Industry Financial - Capital Markets
Sector Financial Services
Employees 9,000
CEO Richard Steinmeier

Contact Details

Address:
4707 Executive Drive
San Diego, California
United States
Website https://www.lpl.com

Stock Details

Ticker Symbol LPLA
Exchange NASDAQ
Fiscal Year January - December
Reporting Currency USD
CIK Code 0001397911
CUSIP Number 50212V100
ISIN Number US50212V1008
Employer ID 20-3717839
SIC Code 6200

Key Executives

Name Position
Richard Steinmeier Chief Executive Officer, MD, Chief Growth Officer & Director
Althea Brown MD, Chief Legal Officer & Secretary
Matthew Jon Audette B.S. President, Chief Financial Officer & Head of Business Operations
Greg Gates MD and Chief Technology & Information Officer
Judith Kohoskie Ricketts Executive Vice President of Operations
Katharine Reeping Senior Vice President, Controller & Chief Accounting Officer
Marc Andrew Zabicki C.F.A. Chief Investment Officer
Matthew K. Enyedi Managing Director of Client Success
Robert Krivit Senior Vice President & Head of Trading
Sara Dadyar MD & Chief Human Capital Officer

Latest SEC Filings

Date Type Title
Apr 01, 2025 FWP Filing
Apr 01, 2025 424B5 Filing
Mar 31, 2025 424B5 Filing
Mar 31, 2025 8-K Current Report
Mar 26, 2025 4 Filing
Mar 26, 2025 4 Filing
Mar 26, 2025 4 Filing
Mar 26, 2025 4 Filing
Mar 26, 2025 4 Filing
Mar 26, 2025 4 Filing