Solowin Ordinary Share (SWIN)
Company Description
Solowin Holdings, an investment holding company, provides securities brokerage, corporate finance, investment advisory, and asset management services in Hong Kong.
It operates Solomon Pro, a trading platform that allows investors to trade listed securities and their derivative products listed on the Hong Kong Stock Exchange, New York Stock Exchange, Nasdaq, Shanghai Stock Exchange, and Shenzhen Stock Exchange.
The company also provides Hong Kong securities trading, initial public offering subscription and placement, bond trading, fund subscription, equity custodian and agent, investment immigrant account management, enterprise employee shareholding exercise, professional investment research, and instant quotation services.
In addition, it offers investment advisory services to its clients based on their financial needs and risk appetite; and issues and manages various fund products.
Further, the company provides professional asset management services to financial institutions and private institutions, as well as tailored financial services to individual investors; investment banking services; financial and independent financial advisory services for unlisted and listed companies; and offshore private fund investment services.
Solowin Holdings was incorporated in 2021 and is based in Tsim Sha Tsui, Hong Kong.

Country | HK |
IPO Date | Sep 7, 2023 |
Industry | Financial - Capital Markets |
Sector | Financial Services |
Employees | 25 |
CEO | Ling Ngai Lok |
Contact Details
Address: Tower 3, China Hong Kong City Tsim Sha Tsui, HK | |
Website | https://www.solomonwin.com.hk |
Stock Details
Ticker Symbol | SWIN |
Exchange | NASDAQ |
Fiscal Year | April - March |
Reporting Currency | USD |
CIK Code | 0001414040 |
CUSIP Number | n/a |
ISIN Number | KYG827591044 |
Employer ID | 00-0000000 |
SIC Code |
Key Executives
Name | Position |
---|---|
Ling Ngai Lok | Chief Executive Officer & Chairman |
Lili Liu | Chief Financial Officer |
Tze Bun Cheng | Chief Operation Officer |
Latest SEC Filings
Date | Type | Title |
---|---|---|
Apr 16, 2025 | F-1/A | [Amend] Filing |
Apr 15, 2025 | 40-APP/A | [Amend] Filing |
Apr 15, 2025 | 497K | Filing |
Apr 11, 2025 | 497J | Filing |
Apr 09, 2025 | 485BPOS | Filing |
Apr 09, 2025 | CERT | Filing |
Apr 08, 2025 | 6-K | Filing |
Apr 08, 2025 | 497J | Filing |
Apr 07, 2025 | SCHEDULE 13G/A | [Amend] Filing |
Apr 02, 2025 | 497K | Filing |